Role of the Designated Pilot Examiner

The DPE plays an important role in the FAA’s mission of promoting aviation safety by administering FAA practical tests for pilot and Flight Instructor Certificates and associated ratings. Although administering these tests is a responsibility of the ASI, the FAA’s highest priority is making air travel safer by inspecting aircraft that fly in the United States. To satisfy the need for pilot testing and certification services, the FAA delegates certain of these responsibilities to private individuals who are not FAA employees.

Appointed in accordance with 14 CFR section 183.23, a DPE is an individual who meets the qualification requirements of the Pilot Examiner’s Handbook, FAA Order 8710.3, and who:
• Is technically qualified.
• Holds all pertinent category, class, and type ratings for each aircraft related to their designation.
• Meets requirements of 14 CFR part 61, sections 61.56, 61.57, and 61.58, as appropriate.
• Is current and qualified to act as PIC of each aircraft for which he or she is authorized.
• Maintains at least a Third-Class Medical Certificate, if required.
• Maintains a current Flight Instructor Certificate, if required.

Designated to perform specific pilot certification tasks on behalf of the FAA, a DPE may charge a reasonable fee. Generally, a DPE’s authority is limited to accepting applications and conducting practical tests leading to the issuance of specific pilot certificates and/or ratings. The majority of FAA practical tests at the private and commercial pilot levels are administered by DPEs.

DPE candidates must have good industry reputations for professionalism, integrity, a demonstrated willingness to serve the public, and adhere to FAA policies and procedures in certification matters. The FAA expects the DPE to administer practical tests with the same degree of professionalism, using the same methods, procedures, and standards as an FAA ASI.

Role of the Certificated Flight Instructor

To become a CFI, a pilot must meet the provisions of 14 CFR part 61. The FAA places full responsibility for student flight training on the shoulders of the CFI, who is the cornerstone of aviation safety. It is the job of the flight instructor to train the student pilot in all the knowledge areas and teach the skills necessary for the student pilot to operate safely and competently as a certificated pilot in the NAS. The training will include airmanship skills, pilot judgment and decision-making, and good operating practices.

A pilot training program depends on the quality of the ground and flight instruction the student pilot receives. The flight instructor must possess a thorough understanding of the learning process, knowledge of the fundamentals of teaching, and the ability to communicate effectively with the student pilot. He or she uses a syllabus and teaching style that embodies the “building block” method of instruction. In this method, the student progresses from the known to the unknown via a course of instruction laid out in such a way that each new maneuver embodies the principles involved in the performance of maneuvers previously learned. Thus, with the introduction of each new subject, the student not only learns a new principle or technique, but also broadens his or her application of those principles or techniques previously learned.

Insistence on correct techniques and procedures from the beginning of training by the flight instructor ensures that the student pilot develops proper flying habit patterns. Any deficiencies in the maneuvers or techniques must immediately be emphasized and corrected. A flight instructor serves as a role model for the student pilot who observes the flying habits of his or her flight instructor during flight instruction, as well as when the instructor conducts other pilot operations. Thus, the flight instructor becomes a model of flying proficiency for the student who, consciously or unconsciously, attempts to imitate the instructor. For this reason, a flight instructor should observe recognized safety practices, as well as regulations during all flight operations.

The student pilot who enrolls in a pilot training program commits considerable time, effort, and expense to achieve a pilot certificate. Students often judge the effectiveness of the flight instructor and the success of the pilot training program based on their ability to pass the requisite FAA practical test. A competent flight instructor stresses to the student that practical tests are a sampling of pilot ability compressed into a short period of time. The goal of a flight instructor is to train the “total” pilot.

Who Administers the FAA Practical Examination?

Due to the varied responsibilities of the FSDOs, practical tests are usually given by DPEs. An applicant should schedule the practical test by appointment to avoid conflicts and wasted time. A list of examiner names can be obtained from the local FSDO. Since a DPE serves without pay from the government for conducting practical tests and processing the necessary reports, the examiner is allowed to charge a reasonable fee. There is no charge for the practical test when conducted by an FAA inspector.

When To Take the Practical Exam

14 CFR part 61 establishes the ground school and flight experience requirements for the type of certification and aircraft selected. However, the CFI best determines when an applicant is qualified for the practical test. A practice practical test is an important step in the flight training process.

The applicant will be asked to present the following documentation:

• FAA Form 8710-1 (8710.11 for sport pilot applicants), Application for an Airman Certificate and/or Rating, with the flight instructor’s recommendation.
• An Airman Knowledge Test Report with a satisfactory grade.
• A medical certificate (not required for glider or balloon), and a student pilot certificate endorsed by a flight instructor for solo, solo cross-country (airplane and rotorcraft), and for the make and model aircraft to be used for the practical test (driver’s license or medical certificate for sport pilot applicants).
• The pilot log book records.
• A graduation certificate from an FAA-approved school (if applicable).
The applicant must provide an airworthy aircraft with equipment relevant to the areas of operation required for the practical test. He or she will also be asked to produce and explain the:
• Aircraft’s registration certificate
• Aircraft’s airworthiness certificate
• Aircraft’s operating limitations or FAA-approved aircraft flight manual (if required)
• Aircraft equipment list
• Required weight and balance data
• Maintenance records
• Applicable airworthiness directives (ADs)
For a detailed explanation of the required pilot maneuvers and performance standards, refer to the PTSs pertaining to the type of certification and aircraft selected. These standards may be downloaded free of charge from the FAA: www.faa.gov. They can also be purchased from the Superintendent of Documents or GPO bookstores. Most airport fixed-base operators and flight schools carry a variety of government publications and charts, as well as commercially published materials.

Practical Examination

The FAA has developed PTSs for FAA pilot certificates and associated ratings. These practical tests are administered by FAA ASIs and DPEs. 14 CFR part 61 specifies the areas of operation in which knowledge and skill must be demonstrated by the applicant. Since the FAA requires all practical tests be conducted in accordance with the appropriate PTS, and the policies set forth in the Introduction section of the PTS book, the pilot applicant should become familiar with this book during training.

The PTS book is a testing document and not intended to be a training syllabus. An appropriately rated flight instructor is responsible for training the pilot applicant to acceptable standards in all subject matter areas, procedures, and maneuvers. Descriptions of tasks and information on how to perform maneuvers and procedures are contained in reference and teaching documents such as this handbook. A list of reference documents is contained in the Introduction section of each PTS book. Copies may obtained by:
• Downloading from the FAA website: www.faa.gov.
• Purchase of print copies from the GPO, Pittsburgh, Pennsylvania, or via their official online bookstore at www.access.gpo.gov.

The flight proficiency maneuvers listed in 14 CFR part 61 are the standard skill requirements for certification. They are outlined in the PTS as “areas of operation.” These are phases of the practical test arranged in a logical sequence within the standard. They begin with preflight preparation and end with postflight procedures. Each area of operation contains “tasks,” which are comprised of knowledge areas, flight procedures, and/or flight maneuvers appropriate to the area of operation. The candidate is required to demonstrate knowledge and proficiency in all tasks for the original issuance of all pilot certificates.

Knowledge and Skill Examinations

ExaminationsKnowledge Examination

The knowledge test is the computer portion of the exams taken to obtain pilot certification. The test contains questions of the objective, multiple-choice type. This testing method conserves the applicant’s time, eliminates any element of individual judgment in determining grades, and saves time in scoring.
If pursuing a recreational pilot or private pilot certificate, it is important to become familiar with 14 CFR part 61, section 61.23, Medical Certificates: Requirements and Duration; 14 CFR section 61.35, Knowledge Test: Prerequisites and Passing Grades; and 14 CFR section 61.83, Eligibility Requirements for Student Pilot, for detailed information pertaining to prerequisites and eligibility.
If pursuing a recreational pilot certificate, it is important to review 14 CFR section 61.96, Applicability and Eligibility

When To Take the Examination

The knowledge test is more meaningful to the applicant and more likely to result in a satisfactory grade if it is taken after beginning the flight portion of the training. Therefore, the FAA recommends the knowledge test be taken after the student pilot has completed a solo cross-country flight. The operational knowledge gained by this experience can be used to the student’s advantage in the knowledge test. The student pilot’s CFI is the best person to determine when the applicant is ready to take the knowledge exam.

Where To Take the Examination

The FAA has hundreds of designated computer testing centers worldwide that administer FAA knowledge tests. These testing centers offer the full range of airman knowledge tests. Applicants will be charged a fee for the administration of FAA knowledge tests. A complete list of test centers, their locations and phone numbers can be downloaded at “Airmen Certification Frequently Asked Questions” located at www.faa.gov/education_research/testing/airmen/test_questions/ or www.faa.gov/licenses_certificates/airmen_certification/airmen_FAQ/.
An applicant can also contact the local FSDO to obtain this information. If the student pilot chooses a 14 CFR part 141 flight school with test examining authority, the school will administer the knowledge test during the curriculum.

Requirements: General, for additional detailed information pertaining to eligibility; and if pursuing a private pilot certificate, 14 CFR section 61.103, Eligibility Requirements: General, contains additional detailed information pertaining to eligibility. Sample test questions can be downloaded from Airmen Knowledge Test Questions: www.faa.gov/education_research/testing/airmen/test_questions/.

Each applicant must register to take the test, and provide proper identification and authorization proving eligibility to take a particular FAA test. The option to take an untimed sample test will be offered. The actual test is time limited, but most applicants have sufficient time to complete and review the test. Upon completion of the knowledge test, the applicant receives an Airman Knowledge Test Report that reflects the score and is embossed with the testing center’s seal. To pass, a minimum score of 70 must be attained.

Becoming a Pilot

The course of instruction a student pilot follows depends on the type of certificate sought. It should include the ground and flight training necessary to acquire the knowledge and skills required to safely and efficiently function as a certificated pilot in the selected category and class of aircraft. The specific knowledge and skill areas for each category and class of aircraft are outlined in 14 CFR part 61. Eligibility, aeronautical knowledge, proficiency, and aeronautical requirements can be found in 14 CFR part 61, Certification: Pilots, Flight Instructors, and Ground Instructors.

• Recreational Pilot
• Private Pilot
• Sport Pilot

The knowledge-based portion of training is obtained through FAA handbooks such as this one, textbooks, and other sources of training and testing materials which are available in print form from the Superintendent of Documents, GPO, and online at the Regulatory Support Division: www.faa.gov/about/office_org/headquarters_offices/avs/offices/afs/afs600.

The CFI may also use commercial publications as a source of study materials, especially for aircraft categories where government materials are limited. A student pilot should follow the flight instructor’s advice on what and when to study. Planning a definite study program and following it as closely as possible will help in scoring well on the knowledge test. Haphazard or disorganized study habits usually result in an unsatisfactory score.
In addition to learning aeronautical knowledge, such as the principles of flight, a student pilot is also required to gain skill in flight maneuvers. The selected category and class of aircraft determines the type of flight skills and number of flight hours to be obtained.

There are four steps involved in learning a flight maneuver:

• The CFI introduces and demonstrates flight maneuver to the student.
• The CFI talks student pilot through the maneuver.
• The student pilot practices the maneuver under CFI supervision.
• The CFI authorizes the student pilot to practice the maneuver solo.

Once the student pilot has shown proficiency in the required knowledge areas, flight maneuvers, and accrued the required amount of flight hours, the CFI endorses the student pilot logbook, which allows the student pilot to take the written and practical exams for pilot certification.

The Student Pilot

The first step in becoming a pilot is to select a type of aircraft. FAA rules for getting a pilot’s certificate differ depending on the type of aircraft flown. Individuals can choose among airplanes, gyroplanes, weight-shift, helicopters, powered parachutes, gliders, balloons, or airships. A pilot does not need a certificate to fly ultralight vehicles.

Basic Requirements

A student pilot is one who is being trained by an instructor pilot for his or her first full certificate, and is permitted to fly alone (solo) under specific, limited circumstances. Upon request, an FAA-authorized aviation medical examiner (AME) will issue a combined medical certificate and Student Pilot Certificate after completion of a physical examination. Student Pilot Certificates may be issued by an FAA inspector or an FAA-designated pilot examiner. To be eligible for a Student Pilot’s Certificate, an individual must be:
• Be 16 years old (14 years old to pilot a glider or balloon).
• Be able to read, write, speak, and understand English.
• Hold a current Third-Class Medical Certificate (or for glider or balloon, certify no medical defect exists that would prevent piloting a balloon or glider).

Medical Certification Requirements

The second step in becoming a pilot is to obtain a medical certificate and Student Pilot’s Certificate if the choice of aircraft is an airplane, helicopter, gyroplane, or airship.  (The FAA suggests the individual get a medical certificate before beginning flight training to avoid the expense of flight training that cannot be continued due to a medical condition.) Balloon or glider pilots do not need a medical certificate, but do need to write a statement certifying that no medical defect exists that would prevent them from piloting a balloon or glider. The new sport pilot category does not require a medical examination; a driver’s license can be used as proof of medical competence. Applicants who fail to meet certain requirements or who have physical disabilities which might limit, but not prevent, their acting as pilots, should contact the nearest FAA office.

A medical certificate is obtained by passing a physical examination administered by a doctor who is an FAA-authorized AME. There are approximately 6,000 FAA-authorized AMEs in the nation. Medical certificates are designated as first class, second class, or third class. Generally, first class is designed for the airline transport pilot; second class for the commercial pilot; and third class for the student, recreational, and private pilot. A Student Pilot Certificate is issued by an AME at the time of the student’s first medical examination. This certificate allows an individual who is being trained by a flight instructor to fly alone (solo) under specific, limited circumstances and must be carried with the student pilot while exercising solo flight privileges. The student pilot certificate is only required when exercising solo flight privileges. The student certificate is valid until the last day of the month, 24 months after it was issued.

Student Pilot Solo Requirements

Once a student has accrued sufficient training and experience, a CFI can endorse the student’s certificate to authorize limited solo flight in a specific type (make and model) of aircraft. A student pilot may not carry passengers, fly in furtherance of a business, or operate an aircraft outside of the various endorsements provided by the flight instructor. There is no minimum aeronautical knowledge or experience requirement for the issuance of a student pilot certificate other than the medical requirements for the class of medical certificate the student certificate is based upon. There are, however, minimum aeronautical knowledge and experience requirements for student pilots to solo.

How To Choose a Certificated Flight Instructor (CFI)

Whether an individual chooses to train under 14 CFR part 141 or part 61, the key to an effective flight program is the quality of the ground and flight training received from the CFI. The flight instructor assumes total responsibility for training an individual to meet the standards required for certification within an ever-changing operating environment.

A CFI should possess an understanding of the learning process, knowledge of the fundamentals of teaching, and the ability to communicate effectively with the student pilot. During the certification process, a flight instructor applicant is tested on the practical application of these skills in specific teaching situations. The flight instructor is crucial to the scenario-based training program endorsed by the FAA. He or she is trained to function in the learning environment as an advisor and guide for the learner. The duties, responsibilities, and authority of the CFI include the following:
• Orient the student to the scenario-based training system.
• Help the student become a confident planner and inflight manager of each flight and a critical evaluator of their own performance.
• Help the student understand the knowledge requirements present in real world applications.
• Diagnose learning difficulties and helping the student overcome them.
• Evaluate student progress and maintain appropriate records.
• Provide continuous review of student learning.

Should a student pilot find the selected CFI is not training in a manner conducive for learning, or the student and CFI do not have compatible schedules, the student pilot should find another CFI. Choosing the right CFI is important because the quality of instruction and the knowledge and skills acquired from this flight instructor affect a student pilot’s entire flying career.

How To Find a Reputable Flight Program

To obtain information about pilot training, contact the local FSDO, which maintains a current file on all schools within its district. The choice of a flight school depends on what type of certificate is sought, whether an individual wishes to fly as a sport pilot or wishes to pursue a career as a professional pilot. Another consideration is the amount of time that can be devoted to training. Ground and flight training should be obtained as regularly and frequently as possible because this assures maximum retention of instruction and the achievement of requisite proficiency.

Do not make the determination based on financial concerns alone, because the quality of training is very important. Prior to making a final decision, visit the schools under consideration and talk with management, instructors, and students.

Be inquisitive and proactive when searching for a flight school, do some homework, and develop a checklist of questions by talking to pilots and reading articles in flight magazines. The checklist should include questions about aircraft reliability and maintenance practices, questions for current students such as whether or not there is a safe, clean aircraft available when they are scheduled to fly.

Questions for the training facility should be aimed at determining if the instruction fits available personal time. What are the school’s operating hours? Does the facility have dedicated classrooms available for ground training required by the FAA? Is there an area available for preflight briefings, postflight debriefings, and critiques? Are these rooms private in nature in order to provide a nonthreatening environment in which the instructor can explain the content and outcome of the flight without making the student feel self-conscious?
Examine the facility before committing to any flight training. Evaluate the answers on the checklist, and then take time to think things over before making a decision. This proactive approach to choosing a flight school will ensure a student pilot contracts with a flight school or flight instructor best suited to individual needs.

Selecting a Flight School

Selection of a flight school is an important consideration in the flight training process. FAA-approved flight schools, noncertificated flying schools, and independent flight instructors conduct flight training in the United States. All flight training is conducted under the auspices of the FAA following the regulations outlined in either 14 CFR part 141 or 61. 14 CFR part 141 flight schools are certificated by the FAA. Application for certification is voluntary and the school must meet stringent requirements for personnel, equipment, maintenance, facilities, and teach an established curriculum, which includes a training course outline (TCO) approved by the FAA. The certificated schools may qualify for a ground school rating and a flight school rating. In addition, the school may be authorized to give its graduates practical (flight) tests and knowledge (computer administered written) tests. AC 140-2, as amended, FAA Certificated Pilot Schools Directory, lists certificated ground and flight schools and the pilot training courses each school offers. AC 140-2, as amended, can be found online at the FAA’s Regulations and Guidance Library located on the FAA’s web site at www.faa.gov.

Enrollment in a 14 CFR part 141 flight school ensures quality and continuity, and offers a structured approach to flight training because these facilities must document the training curriculum and have their flight courses approved by the FAA. These strictures allow 14 CFR part 141 schools to complete certificates and ratings in fewer flight hours, which can mean a savings on the cost of flight training for the student pilot. For example, the minimum requirement for a Private Pilot Certificate is 35 hours in a part 141-certificated school and 40 hours in part 61 schools. (This difference may be insignificant for a Private Pilot Certificate because the national average indicates most pilots require 60 to 75 hours of flight training.)
Many excellent flight schools find it impractical to qualify for the FAA part 141 certificates and are referred to as part 61 schools. 14 CFR part 61 outlines certificate and rating requirements for pilot certification through noncertificated schools and individual flight instructors. It also states what knowledge-based training must be covered and how much flight experience is required for each certificate and rating. Flight schools and flight instructors who train must adhere to the statutory requirements and train pilots to the standards found in 14 CFR part 61.

One advantage of flight training under 14 CFR part 61 is its flexibility. Flight lessons can be tailored to the individual student, because 14 CFR part 61 dictates the required minimum flight experience and knowledge-based training necessary to gain a specific pilot’s license, but it does not stipulate how the training is to be organized. This flexibility can also be a disadvantage because a flight instructor who fails to organize the flight training can cost a student pilot time and expense through repetitious training. One way for a student pilot to avoid this problem is to insure the flight instructor has a well-documented training syllabus.

Airline Transport Pilot

The airline transport pilot (ATP) is tested to the highest level of piloting ability. The ATP Certificate is a prerequisite for acting as a pilot in command (PIC) of scheduled airline operations. The minimum pilot experience is 1,500 hours of flight time. In addition, the pilot must be at least 23 years of age, be able to read, write, speak, and understand the English language, and be “of good moral standing.”

Commercial Pilot

A commercial pilot may be compensated for flying. Training for the certificate focuses on a better understanding of aircraft systems and a higher standard of airmanship. The Commercial Certificate itself does not allow a pilot to fly in instrument meteorological conditions (IMC), and commercial pilots without an instrument rating are restricted to daytime flight within 50 nautical miles (NM) when flying for hire.

A commercial airplane pilot must be able to operate a complex airplane, as a specific number of hours of complex (or turbine-powered) aircraft time are among the prerequisites, and at least a portion of the practical examination is performed in a complex aircraft. A complex aircraft must have retractable landing gear, movable flaps, and a controllable pitch propeller. See 14 CFR part 61, section 61.31(c) for additional information.

Private Pilot

A private pilot is one who flies for pleasure or personal business without accepting compensation for flying except in some very limited, specific circumstances. The Private Pilot Certificate is the certificate held by the majority of active pilots. It allows command of any aircraft (subject to appropriate ratings) for any noncommercial purpose, and gives almost unlimited authority to fly under VFR. Passengers may be carried, and flight in furtherance of a business is permitted; however, a private pilot may not be compensated in any way for services as a pilot, although passengers can pay a pro rata share of flight expenses, such as fuel or rental costs. If training under 14 CFR part 61, experience requirements include at least 40 hours of piloting time, including 20 hours of flight with an instructor and 10 hours of solo flight.

Recreational Pilot

To become a recreational pilot, one must:

• Be at least 17 years old (16 to be a private glider pilot or be rated for free flight in a balloon.)
• Be able to read, write, speak and understand the English language
• Pass the required knowledge test
• Meet the aeronautical experience requirements
• A logbook endorsement from an instructor
• Pass the required practical test
• Third-class medical certificate issued under part 14 CFR part 67, except for gliders and balloons—medical eligibility not required

As a recreational pilot, cross-country flight is limited to a 50 NM range from departure airport but is permitted with additional training per 14 CFR section 61.101(c). Additional limitations include flight during the day, and no flying in airspace where communications with air traffic control are required.

The aeronautical experience requirements for a recreational pilot license

• 30 hours of flight time including at least:
• 15 hours of dual instruction
• 2 hours of enroute training
• 3 hours in preparation for the practical test
• 3 hours of solo flight

Sport Pilot

To become a sport pilot, the student pilot is required to have the following hours depending upon the aircraft:

• Airplane: 20 hours
• Powered Parachute: 12 hours
• Weight-Shift Control (Trikes): 20 hours
• Glider: 10 hours
• Rotorcraft (gyroplane only): 20 hours
• Lighter-Than-Air: 20 hours (airship) or 7 hours (balloon)

To earn a Sport Pilot Certificate, one must:

• Be at least 16 to become a student sport pilot (14 for glider).
• Be at least 17 to test for a sport pilot certificate (16 for gliders).
• Be able to read, write, and understand English.
• Hold a current and valid driver’s license as evidence of medical eligibility.

Pilot Certifications

The type of intended flying will influence what type of pilot’s certificate is required. Eligibility, training, experience, and testing requirements differ depending on the type of certificates sought.

Aircraft Types and Categories

 Ultralight Vehicles

An ultralight aircraft  is referred to as a vehicle because the FAA does not govern it if it:
• Is used or intended to be used by a single occupant.
• Is used for recreation or sport purposes.
• Does not have an airworthiness certificate.
• If unpowered, weighs less than 155 pounds.
• If powered, weighs less than 254 pounds empty weight, excluding floats and safety devices that are intended for deployment in a potentially catastrophic situation.
• Has a fuel capacity not exceeding 5 gallons.
• Is not capable of more than 55 knots calibrated airspeed at full power in level flight.
• Has a power-off stall speed, which does not exceed 24 knots calibrated airspeed.

Ultralight vehicles do not require any form of pilot license or certification if they are flown within 14 CFR 103 operating rules which generally limit the ultralight vehicle to uncontrolled airspace and no flight over populated areas. Every person flying an ultralight should be familiar to the rules specified in 14 CFR 103.

Light Sport Aircraft (LSA) Category

In 2004, the FAA approved a new pilot certificate and aircraft category program to allow individuals to join the aviation community by reducing training requirements that affect the overall cost of learning to fly. The Sport Pilot Certificate was created for pilots flying light-weight, simple aircraft and offers limited privileges.

The category of aircraft called the  Light Sport Aircraft (LSA) includes Airplane (Land/Sea), Gyroplane, Airship, Balloon, Weight-Shift Control (Land/Sea), Glider, and Powered Parachute.

In order for an aircraft to fall in the Light Sport Category, it must meet the following criteria:

• The maximum gross takeoff weight may not exceed 1,320 pounds, or 1,430 pounds for seaplanes. Lighter-than-air maximum gross weight may not be more than 660 pounds.
• The maximum stall speed may not exceed 45 knots, and the inflight maximum speed in level flight with maximum continuous power is no greater than 120 knots.
• Seating is restricted to single or two-seat configuration only.
• The powerplant may be only a single, reciprocating engine (if powered), but may include rotary or diesel engines.
• The landing gear must be fixed, except gliders or those aircraft intended for operation on water.
• The aircraft can be manufactured and sold ready-to-fly under a new special LSA category, and certification must meet industry consensus standards. The aircraft may be used for sport, recreation, flight training, and aircraft rental.
• The aircraft will have an FAA registration N-number and may be operated at night if the aircraft is properly equipped and the pilot holds at least a private pilot certificate with a minimum of a third-class medical.

Obtaining Assistance from the FAA

Information can be obtained from the FAA by phone, Internet/e-mail, or mail. To talk to the FAA toll-free 24 hours a day, call 1-866-TELL-FAA (1-866-835-5322). To visit the FAA’s web site, go to www.faa.gov. Individuals can also e-mail an FAA representative at a local FSDO office by accessing the staff e-mail address available via the “Contact FAA” link at the bottom of the FAA home page. Letters can be sent to:

Federal Aviation Administration
800 Independence Ave, SW
Washington, DC 20591

FAA Reference Material

The FAA provides a variety of important reference material for the student, as well as the advanced civil aviation pilot. In addition to the regulations provided online by the FAA, several other publications are available to the user. Almost all reference material is available online at www.faa.gov in downloadable format. Commercial aviation publishers also provide published and online reference material to further aid the aviation pilot.

Aeronautical Information Manual (AIM)

The Aeronautical Information Manual (AIM) is the official guide to basic flight information and ATC procedures for the aviation community flying in the NAS of the United States. An international version, containing parallel information, as well as specific information on international airports, is also available. The AIM also contains information of interest to pilots, such as health and medical facts, flight safety, a pilot/controller glossary of terms used in the system, and information on safety, accidents, and reporting of hazards.

This manual is offered for sale on a subscription basis or is available online at: http://bookstore.gpo.gov.
Order forms are provided at the beginning of the manual or online and should be sent to the Superintendent of Documents, United States Government Printing Office (GPO). The AIM is complemented by other operational publications, which are available via separate subscriptions or online.

FAA Safety Team (FAASTeam)

The FAA is dedicated to improving the safety of United States civilian aviation by conveying safety principles and practices through training, outreach, and education. The FAA Safety Team (FAASTeam) exemplifies this commitment. The FAASTeam has replaced the Aviation Safety Program (ASP), whose education of airmen on all types of safety subjects successfully reduced accidents. Its success led to its demise because the easy-to-fix accident causes have been addressed. To take aviation safety one step further, Flight Standards Service created the FAASTeam, which is devoted to reducing aircraft accidents by using a coordinated effort to focus resources on elusive accident causes.

Each of the FAA’s nine regions has a Regional FAASTeam Office dedicated to this new safety program and managed by the Regional FAASTeam Manager (RFM). The FAASTeam is “teaming” up with individuals and the aviation industry to create a unified effort against accidents and “tip” the safety culture in the right direction. To learn more about this effort to improve aviation safety, to take a course at their online learning center, or to join the FAASTeam, visit their web site at www.faasafety.gov/default.aspx.

Aviation Safety Inspector (ASI)

The Aviation Safety Inspectors (ASIs) administer and enforce safety regulations and standards for the production, operation, maintenance, and/or modification of aircraft used in civil aviation. They also specialize in conducting inspections of various aspects of the aviation system, such as aircraft and parts manufacturing, aircraft operation, aircraft airworthiness, and cabin safety. ASIs must complete a training program at the FAA Academy in Oklahoma City, Oklahoma, which includes airman evaluation, and pilot testing techniques and procedures. ASIs also receive extensive on-the-job training and recurrent training on a regular basis. The FAA has approximately 3,700 inspectors located in its FSDO offices. All questions concerning pilot certification (and/or requests for other aviation information or services) should be directed to the local FSDO.

Flight Standards District Office (FSDO)

The FAA has approximately 130 FSDOs. These offices provide information and services for the aviation community. FSDO phone numbers are listed in the telephone directory under Government Offices, DOT, FAA. Another convenient method of finding a local office is to use the FSDO locator available at: www.faa.gov/about/office_org/headquarters_offices/avs/offices/afs/afs600.

In addition to accident investigation and the enforcement of aviation regulations, the FSDO is also responsible for the certification and surveillance of air carriers, air operators, flight schools/training centers, and airmen including pilots and flight instructors. Each FSDO is staffed by Aviation Safety Inspectors (ASIs) who play a key role in making the nation’s aviation system safe.

Flight Standards Service

Within the FAA, the Flight Standards Service promotes safe air transportation by setting the standards for certification and oversight of airmen, air operators, air agencies, and designees. It also promotes safety of flight of civil aircraft and air commerce by:
• Accomplishing certification, inspection, surveillance, investigation, and enforcement.
• Setting regulations and standards.
• Managing the system for registration of civil aircraft and all airmen records.
The focus of interaction between Flight Standards Service and the aviation community/general public is the Flight Standards District Office (FSDO).

The Role of the Federal Aviation Administration (FAA)

The Code of Federal Regulations (CFR)

The FAA is empowered by regulations to promote aviation safety and establish safety standards for civil aviation. The FAA achieves these objectives under the Code of Federal Regulations (CFR), which is the codification of the general and permanent rules published by the executive departments and agencies of the United States Government. The regulations are divided into 50 different codes, called Titles, that represent broad areas subject to Federal regulation. FAA regulations are listed under Title 14, Aeronautics and Space, which encompasses all aspects of civil aviation from how to earn a pilot’s certificate to maintenance of an aircraft.

For the pilot, certain parts of 14 CFR are more relevant than others. During flight training, it is helpful for the pilot to become familiar with the parts and subparts that relate to flight training and pilot certification. For instance, 14 CFR part 61 pertains to the certification of pilots, flight instructors, and ground instructors. It also defines the eligibility, aeronautical knowledge, flight proficiency, as well as training and testing requirements for each type of pilot certificate issued. 14 CFR part 91 provides guidance in the areas of general flight rules, visual flight rules (VFR), and instrument flight rules (IFR), while 14 CFR part 43 covers aircraft maintenance, preventive maintenance, rebuilding, and alterations.

The Airline Deregulation Act of 1978

Until 1978, the CAB regulated many areas of commercial aviation such as fares, routes, and schedules. The Airline Deregulation Act of 1978, however, removed many of these controls, thus changing the face of civil aviation in the United States. After deregulation, unfettered free competition ushered in a new era in passenger air travel.

The CAB had three main functions: to award routes to airlines, to limit the entry of air carriers into new markets, and to regulate fares for passengers. Much of the established practices of commercial passenger travel within the United States went back to the policies of Walter Folger Brown, the United States Postmaster General during the administration of President Herbert Hoover. Brown had changed the mail payments system to encourage the manufacture of passenger aircraft instead of mail-carrying aircraft. His influence was crucial in awarding contracts and helped create four major domestic airlines: United, American, Eastern, and Transcontinental and Western Air (TWA). Similarly, Brown had also helped give Pan American a monopoly on international routes.

The push to deregulate, or at least to reform the existing laws governing passenger carriers, was accelerated by President Jimmy Carter, who appointed economist and former professor Alfred Kahn, a vocal supporter of deregulation, to head the CAB. A second force to deregulate emerged from abroad. In 1977, Freddie Laker, a British entrepreneur who owned Laker Airways, created the Skytrain service, which offered extraordinarily cheap fares for transatlantic flights. Laker’s offerings coincided with a boom in low-cost domestic flights as the CAB eased some limitations on charter flights, i.e., flights offered by companies that do not actually own planes but leased them from the major airlines. The big air carriers responded by proposing their own lower fares. For example, American Airlines, the country’s second largest airline, obtained CAB approval for “SuperSaver” tickets.

All of these events proved to be favorable for large-scale deregulation. In November 1977, Congress formally deregulated air cargo. In late 1978, Congress passed the Airline Deregulation Act of 1978, legislation that had been principally authored by Senators Edward Kennedy and Howard Cannon. [Figure 1-11] There was stiff opposition to the bill—from the major airlines who feared free competition, from labor unions who feared nonunion employees, and from safety advocates who feared that safety would be sacrificed. Public support was, however, strong enough to pass the act. The act appeased the major airlines by offering generous subsidies and it pleased workers by offering high unemployment benefits if they lost their jobs as a result. The most important effect of the act, whose laws were slowly phased in, was on the passenger market. For the first time in 40 years, airlines could enter the market or (from 1981) expand their routes as they saw fit. Airlines (from 1982) also had full freedom to set their fares. In 1984, the CAB was finally abolished since its primary duty of regulating the airline industry was no longer necessary.

The Professional Air Traffic Controllers Organization (PATCO) Strike

While preparing the NAS Plan, the FAA faced a strike by key members of its workforce. An earlier period of discord between management and the Professional Air Traffic Controllers Organization (PATCO) culminated in a 1970 “sickout” by 3,000 controllers. Although controllers subsequently gained additional wage and retirement benefits, another period of tension led to an illegal strike in August 1981. The government dismissed over 11,000 strike participants and decertified PATCO. By the spring of 1984, the FAA ended the last of the special restrictions imposed to keep the airspace system operating safely during the strike.

Air Traffic Control (ATC) Automation

By the mid-1970s, the FAA had achieved a semi-automated ATC system based on a marriage of radar and computer technology. By automating certain routine tasks, the system allowed controllers to concentrate more efficiently on the vital task of providing aircraft separation. Data appearing directly on the controllers’ scopes provided the identity, altitude, and groundspeed of aircraft carrying radar beacons. Despite its effectiveness, this system required enhancement to keep pace with the increased air traffic of the late 1970s. The increase was due in part to the competitive environment created by the Airline Deregulation Act of 1978. This law phased out CAB’s economic regulation of the airlines, and CAB ceased to exist at the end of 1984.

To meet the challenge of traffic growth, the FAA unveiled the National Airspace System (NAS) Plan in January 1982. The new plan called for more advanced systems for en route and terminal ATC, modernized flight service stations, and improvements in ground-to-air surveillance and communication.

Department of Transportation (DOT)

On October 15, 1966, Congress established the Department of Transportation (DOT), which was given oversight of the transportation industry within the United States. The result was a combination of both air and surface transportation. Its mission was and is to serve the United States by ensuring a fast, safe, efficient, accessible, and convenient transportation system meeting vital national interests and enhancing the quality of life of the American people, then, now, and into the future. At this same time, the Federal Aviation Agency was renamed to the Federal Aviation Administration (FAA). The DOT began operation on April 1, 1967.
The role of the CAB was assumed by the newly created National Transportation Safety Board (NTSB), which was charged with the investigation of all transportation accidents within the United States.

As aviation continued to grow, the FAA took on additional duties and responsibilities. With the highjacking epidemic of the 1960s, the FAA was responsible for increasing the security duties of aviation both on the ground and in the air. After September 11, 2001, the duties were transferred to a newly created body called the Department of Homeland Security (DHS).

With numerous aircraft flying in and out of larger cities, the FAA began to concentrate on the environmental aspect of aviation by establishing and regulating the noise standards of aircraft. Additionally in the 1960s and 1970s, the FAA began to regulate high altitude (over 500 feet) kite and balloon flying. 1970 brought more duties to the FAA by adding the management of a new federal airport aid program and increased responsibility for airport safety.

The Federal Aviation Act of 1958

been introduced into the civil aviation arena. A series of mid-air collisions underlined the need for more regulation of the aviation industry. Aircraft were not only increasing in numbers, but were now streaking across the skies at much higher speeds. The Federal Aviation Act of 1958 established a new independent body that assumed the roles of the CAA and transferred the rule making authority of the CAB to the newly created Federal Aviation Agency (FAA). In addition, the FAA was given complete control of the common civil-military system of air navigation and ATC. The man who was given the honor of being the first administrator of the FAA was former Air Force General Elwood Richard “Pete” Quesada. He served as the administrator from 1959–1961.

The Civil Aeronautics Act of 1938

In 1938, the Civil Aeronautics Act transferred the civil aviation responsibilities to a newly created, independent body, named the Civil Aeronautics Authority (CAA). This Act empowered the CAA to regulate airfares and establish new routes for the airlines to service.

President Franklin Roosevelt split the CAA into two agencies, the Civil Aeronautics Administration (CAA) and the Civil Aeronautics Board (CAB). Both agencies were still part of the Department of Commerce but the CAB functioned independently of the Secretary of Commerce. The role of the CAA was to facilitate ATC, certification of airmen and aircraft, rule enforcement, and the development of new airways. The CAB was charged with rule making to enhance safety, accident investigation, and the economic regulation of the airlines. Then in 1946, Congress gave the

CAA the responsibility of administering the Federal Aid Airport Program. This program was designed to promote the establishment of civil airports throughout the country.

Federal Certification of Pilots and Mechanics

The Aeronautics Branch of the Department of Commerce began pilot certification with the first license issued on April 6, 1927. The recipient was the chief of the Aeronautics Branch, William P. MacCracken, Jr. [Figure 1-8] (Orville Wright, who was no longer an active flier, had declined the honor.) MacCracken’s license was the first issued to a pilot by a civilian agency of the Federal Government. Some 3 months later, the Aeronautics Branch issued the first Federal aircraft mechanic license.
Equally important for safety was the establishment of a system of certification for aircraft. On March 29, 1927, the Aeronautics Branch issued the first airworthiness type certificate to the Buhl Airster CA-3, a three-place open biplane.
In 1934, to recognize the tremendous strides made in aviation and to display the enhanced status within the department,

the Aeronautics Branch was renamed the Bureau of Air Commerce. [Figure 1-9] Within this time frame, the Bureau of Air Commerce brought together a group of airlines and encouraged them to form the first three Air Traffic Control (ATC) facilities along the established air routes. Then in 1936, the Bureau of Air Commerce took over the responsibilities of operating the centers and continued to advance the ATC facilities. ATC has come a long way from the early controllers using maps, chalkboards, and performing mental math calculations in order to separate aircraft along flight routes.

Transcontinental Air Mail Route

Airmail routes continued to expand until the Transcontinental Mail Route was inaugurated. [Figure 1-5] This route spanned from San Francisco to New York for a total distance of 2,612 miles with 13 intermediate stops along the way.

On May 20, 1926, Congress passed the Air Commerce Act, which served as the cornerstone for aviation within the United States. This legislation was supported by leaders in the aviation industry who felt that the airplane could not reach its full potential without assistance from the Federal Government in improving safety.
The Air Commerce Act charged the Secretary of Commerce with fostering air commerce, issuing and enforcing air traffic rules, licensing pilots, certificating aircraft, establishing airways, and operating and maintaining aids to air navigation. The Department of Commerce created a new Aeronautics Branch whose primary mission was to provide oversight for the aviation industry. In addition, the Aeronautics Branch took over the construction and operation of the nation’s system of lighted airways. The Postal Service, as part of the

Transcontinental Air Mail Route system, had initiated this system. The Department of Commerce made great advances in aviation communications, as well as introducing radio beacons as an effective means of navigation.
Built at intervals of approximately 10 miles, the standard beacon tower was 51 feet high, topped with a powerful rotating light. Below the rotating light, two course lights pointed forward and back along the airway. The course lights flashed a code to identify the beacon’s number. The tower usually stood in the center of a concrete arrow 70 feet long. A generator shed, where required, stood at the “feather” end of the arrow.